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SEC Compliance and Disclosure Update

May 21, 2018

12:30 - 1:30 p.m. (ET) | 11:30 a.m. - 12:30 p.m. (CT) | 9:30 - 10:30 a.m. (PT)

CLE credit applications will be made.

Please join McGuireWoods' securities practice group for an informative discussion of securities law developments and guidance on compliance matters.

Topics

  • SEC's proposed standards of care for
    broker-dealers and investment advisers
  • Stock buybacks and Rule 10b-18 developments
  • Recent developments in derivatives

Speakers

Event Contacts

Ashley Fary

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